business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
Office ensures that the service provided by the cloud provider is reviewed on a regular basis. As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed
> ICO Portal Regulations SHARE : Detail Content Initial Coin Offering Portal (ICO Portal) An ICO Portal is a provider of an electronic system for facilitating the offering of newly issued digital tokens
Whistleblower Audit committee About us หลักการกำกับดูแลกิจการที่ดี สำหรับบริษัทจดทะเบียน ปี 2560 Detail Content Principle 7 Ensure Disclosure and Financial Integrity Principle 7.1 The board must ensure the
operator Exchange Broker Dealer Fund Manager Advisory Service Custodial Wallet Provider ICO Portal Auditor ICO Issuer Auditor List of Auditors Approved by the Office of SEC ICO
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
duty after the public offering of digital tokens A letter of certification for performing duties as a digital token portal service provider A form for a report on the results of offering of digital
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
custodial wallet provider, and other related regulations on the digital asset business operation Starting Date 23/08/2023 - 07/09/2023 เอกสาร Download Download Result Download RIA [{"Filename":"Consultation