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claim which the claimant intends to request for the mediation, the respondent shall inform the Office in writing of its intention whether or not to have the mediation within fifteen days from the date of

supervising the securities company which submits the request for an exemption on the matter. The Office shall make consideration and notify the results to the securities company within 30 days from the date on

as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a

Notification to the SEC Office within the specified period, the offeror may request a waiver in written form to the SEC Office before the expiration of the submission period by demonstrating reasons for request

complete its consideration on the request under clause 4 within fifteen working days as from the date the Office has notified the management company in writing that the Office has received complete documents

Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for

accordance with the rules and within the period of time as follows: (1) in case of a significant event which may affect the value of the liquid assets or insurance , the value of such liquid assets or