terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters
market will be developed towards greater efficiency, trustworthiness, gaining recognition and interests from investors and parties wishing to raise fund at an international level. Participating in
accounting profession to be in line with international standards To raise the quality of financial information contained in the financial statements of the entities in the capital market, the SEC puts its
unitholders wish to transfer to the other RMF, the transfer fees shall be waived if it is the first transfer order made by the unitholders within the specified period. 22.2 RMFs receiving transfer of proceeds
rate of the last 1year period from the day the company wishes to raise the rates: (1) Higher than the ceiling rate for < 5%, the company shall notify the unitholders at least 60 days in advance of the
investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary market must apply for a license from the Securities and Exchange Commission (SEC Board). And after
the related parties to clarify or take necessary action. If the complainant does not wish to disclose such information, the SEC may not be able to proceed with the complaint; ● The SEC cannot disclose