) should be in line with the policy and management of enterprise risk and should contain the following matters at a minimum: (1) identification of IT-related risks; (2) assessment of risk which covers

network administrator และ computer administrator ทั้งนี้ สำนักงานได้เคยระบุคำตอบไว้ใน FAQ แล้ว 49 มีการควบคุมการเชื่อมต่อกับระบบเครือข่ายสาธารณะ (public network) และระบบเครือข่ายไร้สาย (wireless network

การเชื่อมต่อกับระบบเครือข่ายสาธารณะ (public network) และระบบเครือข่ายไร้สาย (wireless network) อย่างรัดกุม เพื่อป้องกันการรั่วไหลหรือเปลี่ยนแปลงแก้ไขข้อมูลที่ส่งผ่านระบบเครือข่ายดังกล่าว รวมทั้งเพื่อ

possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the minimum paid-up registered capital of such person.

derivatives broker. “Derivative exchange” means any derivative exchange licensed by the Securities and Exchange Commission. “Initial margin” means the minimum amount of asset a customer must deposit to secure

Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient

statement for futures trading that contain the minimum aspect of disclosure prescribed by the SEC Office. Hence, for the purpose of providing the derivatives broker with guideline for preparing a risk

plan covering all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient

derivatives broker; (2) “ derivatives exchange ” means any derivatives exchange licensed by the Securities and Exchange Commission; (3) “ initial margin ” means the minimum amount of asset to be deposited by a

licensees of the following licenses shall pay a fee at a rate varies based on business volume. In any case, the amount to be paid shall not be less than the minimum rate specified in Clause 6: (1) securities