Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
Facebook page ชื่อ Matter of investment : Unlicensed securities and derivatives business (Disclosure Date : 08/08/2023)
as those of the auditors. Being well aware of this fact, the SEC has regularly communicated and emphasized this matter to the stakeholders through various kinds of activities. For example, the SEC
Asset Businesses B.E. 2561 (2018). The SEC is in consideration for taking further actions under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of
%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real challenges for the governing bodies charged with acting in the interests of all
covering a total of over 200,000 employees. Making investments a more personal matter was another initiative that builds the discipline to save and invest, through schemes such as “A thousand baht, start a
market standard-setters, for that matter) have coincided with an uptick in beneficiaries and clients understanding that their investment portfolios have impact in the real world and that ESG issues are
Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices SEC issues amendments to the regulations regarding
○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ 1 Monthly meeting schedules for the whole year were set in advance. In 2010, however, urgent, unscheduled meetings were held and some board members were unable to attend. Total attendance/ No. of
complaint against Zipmex and its former director and CEO for disseminating or certifying information potentially misleading in substance regarding digital asset prices SEC, CFA Institute and CFA Society