provisions under Division 2: Supervision and Control of Chapter 4: Securities Business of the SEA, in whole or in part. 1.3 Paid-up registered capital of securities company The SEC has discretionary power to
Division 2: Supervision and Control of this Chapter, in whole or in part. The SEC shall also have the power to issue regulations or conditions for the license holder in the first paragraph to comply with
Division 4: Register and Transferability of Chapter 2: Issuance of Securities or Section 88, in whole or in part. SECTION 33/2.5 In case of an offering for sale of newly issued securities in the category
or Section 88, in whole or in part. SECTION 33/2.5 In case of an offering for sale of newly issued securities in the category specified in the notification of the SEC whereby the return of such
Section 10; (4) donated assets; (5) assets derived from investments or interests incurred from assets of the fund; (6) the whole amount of the employee’s assets transferred from his previous fund or from
กบัดูแล ตลาดหลักทรัพย์ให้เป็นไปตามมาตรสากลเพ่ือให้ประเทศไทยพร้อมเข้ารับการประเมนิในโครงการ ประเมินภาคการเงิน (Financial Sector Assessment Program) ในปี 2561 รวมทั้งเพ่ิมความรับผิดชอบ และกลไกในการตรวจสอบ
third paragraph of Section 10; (4) donated assets; (5) assets derived from investments or interests incurred from assets of the fund; (6) the whole amount of the employee’s assets transferred from his
of Section 6; (3) surcharges pursuant to the third paragraph of Section 10; (4) donated assets; (5) assets derived from investments or interests incurred from assets of the fund; (6) the whole amount
such action with a view to preventing other creditors of the customer from receiving repayment of indebtedness, either in whole or in part, or that the derivatives business operator has failed to comply
such action with a view to preventing other creditors of the customer from receiving repayment of indebtedness, either in whole or in part, or that the derivatives business operator has failed to comply