will be capable of regular monitoring the quality of audit work performed by such auditor, which resembles the international supervisory framework. The audit quality control regulatory shall be performed
work process that absolutely prevents duplication or remaking of such documents and requires regular review, 100 percent log record, as well as internal and external audit to certify that the company has
work process that absolutely prevents duplication or remaking of such documents and requires regular review, 100 percent log record, as well as internal and external audit to certify that the company has
hours everyday) : e-mail : complaint@sec.or.th Telephone : 1207 press 2 (complaint) or press 5 (inquiry), 081-751-2841, 081-426-5434, 063-959-8383 Postal mail : The Securities
hours everyday) : e-mail : complaint@sec.or.th Telephone : 1207 press 2 (complaint) or press 5 (inquiry), 081-751-2841, 081-426-5434, 063-959-8383 Postal mail : The Securities
well as considering the operation, compliance with the law, rules, and regulations, investigating and inquiring, and any other act in accordance with the missions of the SEC Office so as to ensure
management’s handling of financial risk or difficulties and seek regular reports. 7.3.3 The board should ensure that any actions to improve the company’s financial position are reasonable and made for a proper
, as appropriate. Principle 7.5 The board should ensure the establishment of a dedicated Investor Relations function responsible for regular, effective and fair communication with shareholders and
and from overseas ; (4.3) An event that prevents the mutual fund from receiving payments from the invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund
and from overseas ; (4.3) An event that prevents the mutual fund from receiving payments from the invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund