The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
recommendations via the website. For electronic comments, please send an email to rattaya@sec.or.th or sumitra@sec.or.th . For paper comments, please send them to: The Investment Management Policy Department, the
?FILESEQUENCE=2&FUNDNAME=BCAP-CTECH&FUNDCOMPRUNCODE=MF05042563&REPORTID=59&PERIOD=2021-01-22 ่(ภาษาองักฤษ) : Bangkok Capital Asset Management Company Limited 191 Silom Complex Off.Bldg., 24/F Room No.A-C, Silom
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
Privacy Policy Personal Data Protection Policy for Internal Administration (Website) The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
@sec.or.th website : www.sec.or.th [ CONTENTS ] 16 Message from the Chairman Message from the Secretary-General Mission and Goals Board of the SEC Executive Officers of the Office of the SEC G OA L 1 Develop
meetings and conducting public hearings. (In 2012, the SEC held 22 public consultations via its website.) In case of a high impact regulation, a large-scale seminar may be necessary. Moreover, the proposed
meetings and conducting public hearings. (In 2012, the SEC held 22 public consultations via its website.) In case of a high impact regulation, a large-scale seminar may be necessary. Moreover, the proposed