SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
. Arbitration (to be referred to other agencies); 7. Responses to inquiries (to be referred to other agencies); 8. Contracts (to be referred to other agencies). ✓ ✓ ✓ ✓ ✓ 1. Website for the Capital Market
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
Exchange Commission the power to issue and revoke securities business licenses as well as the power to approve additional types of securities businesses and specify paid-up registered capital thereof. These
?FILESEQUENCE=2&FUNDNAME=BCAP-CTECH&FUNDCOMPRUNCODE=MF05042563&REPORTID=59&PERIOD=2021-01-22 ่(ภาษาองักฤษ) : Bangkok Capital Asset Management Company Limited 191 Silom Complex Off.Bldg., 24/F Room No.A-C, Silom
the Capital Market In order to improve access of information for investors, the SEC has modified the information disclosure in its website (www.sec.or.th). At present, information that is available on