required to observe the   following : ​ ​ 1 .  NC or NCR  ≤  1 . 5   times   of minimum requirement  ( early warning level )  that is 1 . 1  For the case of securities company operating   only securities or

  หรือ  NCR  ≤  1 . 5  เท่าของเกณฑ์ขั้นต่ำ ​​ ( early warning ) 1.1 กรณีประกอบธุรกิจหลักทรัพย์หรือธุรกิจสัญญาซื้อ ขายล่วงหน้าเพียงอย่างเดียว NCR  ≤  10 . 5 % หรือ  NC   ≤  22 . 5  ล้านบาท 1.2 กรณีประกอบ

information different from registration statement in the filing /not implying or guaranteeing returns (excepted for projection figures), and entailing warning statements of risks.  Investments Investments in

ประกาศ ทจ. 15/2553 มีเงินกองทุนสภาพคล่องสุทธิ (NCR) อยู่ระหว่างเกณฑ์ขั้นต่ำ - early warning มีเงินกองทุนสภาพคล่องสุทธิ (NCR) มากกว่าระดับ early warning ใช้คุณสมบัติของ third party ครั้งแรก/ รายใหม่ ​ใช้

with law controlling business undertaking of such legal entity; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within

show that its operational system will be prompt for operating securities business in the category of venture capital management; consideration on which will be taken into account its internal control

; (2) not have financial condition that is likely to cause damage or any other circumstances that show its financial hardship; (3) within three years preceding the year of filing application toward the

operating securities business in the category applying for the license, and other businesses as permitted by the SEC; (3) be able to show that its operational system will be prompt for operating securities

set aside reserve capital in accordance with law controlling business undertaking of such legal entity; (2) be able to show that its operational system will be prompt for operating securities business

of total shares sold of such legal entity; (3) 2 have objectives to operate securities business in the category as applying for license and other activities as permitted by the SEC; (4) be able to show