of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
report of the sale results within 15 days. ESOP Rules Can be divided into two cases according to the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being
the following : 1 . NC or NCR ≤ 1 . 5 times of minimum requirement ( early warning level ) that is 1 . 1 For the case of securities company operating only securities or derivatives business NCR
open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net worth investors, provide an organized market, anddesignate at least one
open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net worth investors, provide an organized market, anddesignate at least one
greenfield project > 30% of the total asset value shall be put on offer for sale to ≥ 35 high net-worth investors (buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is
greenfield project > 30% of the total asset value shall be put on offer for sale to ≥ 35 high net-worth investors (buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is
หรือ NCR ≤ 1 . 5 เท่าของเกณฑ์ขั้นต่ำ ( early warning ) 1.1 กรณีประกอบธุรกิจหลักทรัพย์หรือธุรกิจสัญญาซื้อ ขายล่วงหน้าเพียงอย่างเดียว NCR ≤ 10 . 5 % หรือ NC ≤ 22 . 5 ล้านบาท 1.2 กรณีประกอบ
Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the