required to observe the   following : ​ ​ 1 .  NC or NCR  ≤  1 . 5   times   of minimum requirement  ( early warning level )  that is 1 . 1  For the case of securities company operating   only securities or

;​ Educating and warning investors to ensure they have sufficient knowledge for decision making and exercise discretion when being solicited to invest in unlicensed or illegal businesses. SEC and Investors Be

disclosed in the filing. The buyers of the units shall settle unit subscription in cash or cash-equivalence. The number of units allocated to any persons or a group of the associated persons shall not be over

. The risk management policies should support identification and prioritisation of early warning signals of material risks. The risk management policies should be reviewed regularly, such as annually

(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7

: Thai Wacoal Public Company Limited Independent Director, Audit Committee Member, and Corporate Governance Committee Member : Zen Corporation Group Company Limited Advisor : Thai Institute of Directors

​ ​ ISO 37001 Anti-Bribery Management Systems Standard ​     ​​ISO Foreign Corrupt Practice Act​     ​USA ​ Bribery Act 2010 ​​​     ​UK​ OECD working group on bribery​ ​​ ​    OECD ​ ICGN Statement and

​ ​ ISO 37001 Anti-Bribery Management Systems Standard ​     ​​ISO Foreign Corrupt Practice Act​     ​USA ​ Bribery Act 2010 ​​​     ​UK​ OECD working group on bribery​ ​​ ​    OECD ​ ICGN Statement and

  หรือ  NCR  ≤  1 . 5  เท่าของเกณฑ์ขั้นต่ำ ​​ ( early warning ) 1.1 กรณีประกอบธุรกิจหลักทรัพย์หรือธุรกิจสัญญาซื้อ ขายล่วงหน้าเพียงอย่างเดียว NCR  ≤  10 . 5 % หรือ  NC   ≤  22 . 5  ล้านบาท 1.2 กรณีประกอบ

with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares