word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting

performance of (specify the name of the fund) is not indicative of future performance.” The warning and the fund’s past performance shall be on the same page; (b) a statement specifying that the measurement of

.” The warning and the fund’s past performance shall be on the same page; (b) a statement specifying that the measurement of fund performance has been prepared in accordance with performance measurement

-redemption rate must be accompanied by the following statements: (a) in case of mutual fund under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due

under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, unitholders may not receive the return as

a warning statement that “This mutual fund invests in non-investment grade instruments or instruments without credit rating. Investors may be exposed to higher risks than investing in other retail

warning statement that investors should consider laws and regulations of the [foreign] country which are the governing law as described in the securitization project. In this regard, the aforementioned

Republic of Vietnam; “registration statement” means the registration statement for offer for sale of securities issued by a foreign company; “electronic information” means the information created

maturity/rating, a warning statement must be included to the effect that the structured notes in each issue have different levels of risk. A warning must be included to the effect that structured notes with

; (2) A prospectus shall not contain any false, exaggerating, or misleading statement. To prepare a prospectus under paragraph one, a management company may use a diagram or any other method to represent