be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court

&start=30&rows=10 31 - 39 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 21/2022 Dated 07/12/2022 stations were not provided a warning statement about the risks

determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or