cases of corporate fraud; Supervising business operators to take care of investors with fair and reliability; Educating and warning investors to ensure they have sufficient knowledge for decision making
Company which listed companies hold > 50 percent shares Other public company limited (approval conditions will be simple which only require the decision of the shareholders' meeting, without having to
the policy for distribution of return payment, the return payment must be straight forward and easy to understand; 3. T he investment policy shall not be specified with the features of a feeder fund
the policy for distribution of return payment, the return payment must be straight forward and easy to understand; 3. T he investment policy shall not be specified with the features of a feeder fund
accurately reflect the level of investment governance of an Institutional Investor and ensure easy accessibility to disclosures. Furthermore, a Steering Committee will facilitate and create an effective
accurately reflect the level of investment governance of an Institutional Investor and ensure easy accessibility to disclosures. Furthermore, a Steering Committee will facilitate and create an effective
the following : 1 . NC or NCR ≤ 1 . 5 times of minimum requirement ( early warning level ) that is 1 . 1 For the case of securities company operating only securities or derivatives business NCR
หรือ NCR ≤ 1 . 5 เท่าของเกณฑ์ขั้นต่ำ ( early warning ) 1.1 กรณีประกอบธุรกิจหลักทรัพย์หรือธุรกิจสัญญาซื้อ ขายล่วงหน้าเพียงอย่างเดียว NCR ≤ 10 . 5 % หรือ NC ≤ 22 . 5 ล้านบาท 1.2 กรณีประกอบ
มาตรการ/กฎเกณฑ์ดังกล่าวจะสามารถนำไปสู่ผลที่คาดหวังได้ (สมผล) รวมทั้งมีการทบทวนความเหมาะสมของมาตรการ/กฎเกณฑ์ดังกล่าวเป็นระยะ ๆ ด้วย 6. ชัดเจน ปฏิบัติได้ (Clear, Simple, and Practical for Users) ก.ล.ต. จะ
returns (excepted for projection figures), and entailing warning statements of risks. Investments Investments in the real estate ready to produce income shall be > 75% of the total asset value of the trust