Business Tax (SBT)/stamp duty for transactions of asset transfer to infrastructure funds; deduction of fees charged by the Department of Lands. Regulatory Summary Types of assets for investment
and exercise of the voting right, the company should make it convenient for the shareholders to do so by, for example, providing transportation services. Q: If the shareholders' identification is
; Educating and warning investors to ensure they have sufficient knowledge for decision making and exercise discretion when being solicited to invest in unlicensed or illegal businesses. SEC and Investors Be
transfer orders from the unitholders. (5) In the case of fund dissolution, the mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the
. ● Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities
. The risk management policies should support identification and prioritisation of early warning signals of material risks. The risk management policies should be reviewed regularly, such as annually
2019 whereby clients will no longer be able to purchase, sell or trade digital assets via Bitcoin website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of
University Current Appoinments Director, Performance Assessment Committee, Ministry of Finance Experiences Deputy Minister, Ministry of Transportation Chairman, State Railway of Thailand Director