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well-prepared, and ready to fine-tune business strategies in a timely manner to remain competitive. 4. Regulatory Risk Given that commercial banks are deposit-taking institutions which play a vital role
The SEC Board plays a vital role in formulating policies and supervising the SEC in its mission to regulate and develop the capital market with efficiency, fairness, transparency and integrity. The
. Market efficiency development The SEC advanced the efforts for legislation of demutualization of the SET to promote competition in securities businesses and put an end to monopoly of trading system access
Nowadays, while advanced technologies bring benefits to the public, especially in terms of news and information feeds and communication tools, there are individuals who fall victims and suffer damage
aspects of their business is vital to the investor. [ 4 ] Engagement—direct communication between investors and companies—on environmental, social and governance matters is on the rise in the United States