retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection matters. As the Thai capital market is dominated by retail investors, the SEC has
significant sources of financing, they have, in parallel, increased contributions to the country's economic growth and social development. The SEC* has set our vision as follows: “The SEC is ready to
โลก อ่านรายละเอียดเกี่ยวกับ Policy Committee on Retail Investor เพิ่มเติมได้ที่ https://www.iosco.org/about/?subsection=display_committee&cmtid=20 3. Growth and Emerging Markets Committee
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
the list of licensed securities companies, please click SEC Check First . For the list of companies / websites liable to undertaking securities business without license, please click Investor Alert
, the highly active market in 1987 drew in short-term speculation that led to unfair market practice amidst inefficient investor protection. To address the aforesaid issues, the Securities and Exchange
the clarification of the person(s) against whom the complaint is filed, and whether an explanation is sufficient for further legal proceeding; ● In case of a dispute between an investor and an
/ บุคคลที่อาจเข้าข่ายประกอบธุรกิจโดยไม่ได้รับใบอนุญาต ท่านสามารถตรวจสอบได้จาก Investor Alert บริษัทจดทะเบียน บริษัทจดทะเบียนเปิดเผยข้อมูลไม่ถูกต้อง / ไม่ครบถ้วนในงบการเงิน แบบ 56-1 หรือ รายงานประจำปี
Leadership Programme for Securities Regulators สิงคโปร์, APEC Financial Regulators Training Initiative หัวข้อ Enhancing Listing, Liquidity and Investor Participation in Emerging Market Stock Exchanges ณ ประเทศ