Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock
Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited (“KS”), a securities issuer, had duties to prepare and submit the key financial ratio report for the year 2020
Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production
Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to KCE Electronics Public Company
Mr. Thiti Tantikulanan Mr. Thiti Tantikulanan, an Executive Chairman for the operation of Kasikorn Securities Public Company Limited ("Kasikorn"), shall be liable for Kasikorn’s failure to
Mr. Thiti Tantikulanan Mr. Thiti Tantikulanan, an Executive Chairman for the operation of Kasikorn Securities Public Company Limited ("Kasikorn"), shall be liable for Kasikorn’s failure to
Mr. Praphol Milindhachinda On 19 October 2015, Mr. Praphol Milindhachinda acquired of Filter Vision Public Company Limited (“FVC”)’s shares held in his securities trading account, as well as in the
to buy and sell Filter Vision Public Company Limited (“FVC”)’s shares in a manner that manipulated FVC’s share price. This behavior constituted dishonest and unethical conduct, and failed to properly
manipulating Filter Vision Public Company Limited (FVC)’s share price by purchasing and selling shares, resulting in a trading condition for FVC shares that was inconsistent with the normal market conditions
Industrial and Commercial Bank of China (Thai) Public Company Limited Industrial and Commercial Bank of China (Thai) Public Company Limited (“ICBC”) had duty to prepare and submit the key financial