Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but for normal situations, business operators must receive the SEC’s prior approval. Hence, business...
At the SEC Meets the Press session today, Secretary-General Pornanong Budsaratragoon shared her perspective and vision for leading the SEC organization after recently assuming office. “I have taken
will not accept her future application for approval as personnel in the capital market for the remaining period from 31 December 2020 until the 15-month suspension ends. {A} resigned from Finansia on
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re
Annual Event 2021 : Vision 2050 พร้อมร่วมแสดงความมุ่งมั่น ‘ภาคเอกชนไทยพร้อมเดินหน้าขับเคลื่อนธุรกิจไปสู่ความยั่งยืน’ ร่วมกับองค์กรสมาชิก TBCSD โดยเลขาธิการ ก.ล.ต. ได้กล่าวถึงบทบาทของ ก.ล.ต. ในการร่วม
เอกอัครราชทูตราชอาณาจักรเนเธอร์แลนด์ประจำประเทศไทย กล่าวต้อนรับ และนายวราวุธ ศิลปอาชา รัฐมนตรีว่าการกระทรวงทรัพยากรธรรมชาติและสิ่งแวดล้อมให้เกียรติร่วมเสวนาและกล่าวปาฐกถาในหัวข้อ “Thailand’s vision toward the
2019 Chairmanship, “Advancing Partnership for Sustainability”. The ACMF Deputies’ Meeting also discussed on the possibility to accept the Philippines as a new member of the ASEAN CIS to further promote
suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a