Fining All the five administered laws stipulate that certain offences could be settled by a criminal fine.The Criminal Fining Committee appointed by virtue of such laws determines the fine. After the
-Unofficial translation- Ministerial Regulation No. 7 (B.E. 2539) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By the virtue of Section 7 and the fourth paragraph of Section 90 of
-Unofficial translation- Ministerial Regulation No. 7 (B.E. 2539) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By the virtue of Section 7 and the fourth paragraph of Section 90 of
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disagrees with, an administrative order has the right to appeal such order. The appeal procedure is provided by the SEC Regulation concerning Filing, Considering and Making a Decision on the Appeal of the
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
market and the dissolution procedure is the same as listed funds. (3) Retail investors may redeem ETF investment units with the mutual fund management company and the rules and procedures must be clearly
company may allow the unitholders to switch their investment units from one class to another. The procedure for the switching of classes must be clearly described in the scheme. (3) Seeking a resolution of