fining by the Criminal Fining Committee, and (b) criminal prosecution per the process of judgment. Most of the violations against the SEC administrated laws are processed by criminal action. 1. Criminal
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Business (As amended) By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister prescribes the Ministerial Regulation as follows: Clause 1 "Undertaking securities finance
/ Investment Analyst Appplication Process Regulatory Summary Related Rules and Regulations SHARE : For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076
Registration Statement Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE
Registration Statement Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial Regulations Regulations Search Public Hearing Discussion Handbooks / Best Practices SHARE
Promulgated under the Securities and Exchange Act B.E. 2535 Promulgated under the Provident Fund Act B.E. 2530 Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Ministerial
/ Investment Analyst Appplication Process Regulatory Summary Related Rules and Regulations SHARE : For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076
virtue of Section 90 of the Securities and Exchange Act B.E. 2535 in conjunction with Clause 1 of the Ministerial Regulation No.4 (B.E. 2535) promulgated under the Securities and Exchange Act B.E. 2535
By virtue of Section 4 of the Securities and Exchange Act B.E. 2535, Finance Minister by the SEC’s recommendation hereby issues the following regulations. Clause 1 In this Notification: “securities