SEC is of the view that limited company or public limited company to be established has qualifications as specified in this Ministerial Regulation, the SEC shall recommend the Minister to approve
attached with supplementary documents as specified by the SEC. Clause 3 In case where the SEC is of the view that limited company or public limited company to be established has qualifications as specified
SEC’s Notification. Clause 3 In case where the SEC is of the view that limited company or public limited company so established has qualifications as specified in this Ministerial Regulation, the SEC
supplementary documents as specified in the SEC’s Notification. Clause 6 In case where the SEC is of the view that limited company or public limited company so established has qualifications as specified in this
capital management; (4) be able to show that its human resource will be prompt and adequate with a view to responsibility for venture capital management consideration on which shall be based on the company
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
; Clause 4 When the SEC receives of the application in accordance with Clause 3 and is of the view that the securities company filing such application has qualifications as specified in Clause 1 and Clause
form and together with supplementary documents as specified by the SEC’s Notification. Clause 6 In case where the SEC is of the view that limited company or public limited company so established has
view that limited company or public limited company so established has qualifications as specified in this Ministerial Regulation, the SEC shall recommend the Minister to grant his approval on the
documents specified the SEC’s Notification as published in the Government Gazette, as well as two copies thereof. Clause 6 In case where the SEC is of the view that limited company or public limited company