to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
ecosystem to ensure that investors have sufficient knowledge and understanding of the subordinated perpetual bond by (1) revising the risk acknowledgment form for clearer and easier presentation including
operating system with a view to applying the same and consistent standards to all types of business operators. In addition, the rules will be revised to be more appropriate. The consultation paper is
goals. The portfolio will be adjusted with a view to rebalancing asset allocation to suit investors? age and risk appetite during a lifecycle. For those who are interested, please find additional
personnel while some of the existing capital market personnel will be required to obtain the SEC approval with a view to enhancing supervisory efficiency.The consultation paper is available on www.sec.or.th
’ acknowledgment or consent. _________________________Notes:* At-The-Open order (ATO) is an order to buy or sell securities at the session’s opening price. Trading orders of this kind are sent during pre-open
Leadership Academy? project with a view to fostering new generation? leadership, business and financial literacy and morality. The SEC, jointly with TLCA and maiA, will support the ?Territorial Defense
ต้นทุน หรือ Dollars Cost Average (DCA) การลงทุนผ่านกองทุนรวม “เงินไม่ถึงร้อยก็ลงทุนได้” ที่ช่วยสร้างแรงบันดาลใจในการเริ่มต้นลงทุนด้วยเงินจำนวนไม่มาก ซึ่งมียอดการรับชม (view) ผ่านเฟซบุ๊กกว่า 10,000 ครั้ง
Socheat and the executives of SECC in July 2019, with a view to strengthen relations between the organizations and encourage concrete cooperation for the development of both capital markets in the long
has announced a list of securities subject to Cash Balance Rule, respectively. With a view to facilitating all stakeholders, the SEC and the SET agreed to provide the information for monitoring purpose