Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
investment consultants above work for the KASIKORNBANK Public Company Limited (KBANK).In the cases of (1) and (2), {A} affixed her signature as the investment consultant for a person who was not her client
days, and (2) Kasikorn Bank Public Company Limited, offering a private placement of foreign currency denominated corporate bonds to domestic institutional investors at the value of 17 million Euro for
Futures Markets (AFM) on 1 February 2024. Organized by the Thailand Futures Exchange (TFEX) and moderated by Mr. Vasin Vanichvoranun, Executive Vice President of Kasikorn Bank PCL, the conference
operating system with a view to applying the same and consistent standards to all types of business operators. In addition, the rules will be revised to be more appropriate. The consultation paper is
goals. The portfolio will be adjusted with a view to rebalancing asset allocation to suit investors? age and risk appetite during a lifecycle. For those who are interested, please find additional
personnel while some of the existing capital market personnel will be required to obtain the SEC approval with a view to enhancing supervisory efficiency.The consultation paper is available on www.sec.or.th