. Section 7. The SEC Office shall have powers and duties as specified herein and shall be entitled to receive various fees in accordance with this Emergency Decree. Section 8. In determining fees under sub
shall be entitled to receive various fees in accordance with this Emergency Decree. Section 8. In determining fees under sub-paragraph (5) in the first paragraph of Section 5, expenses and charges
powers and duties as specified herein and shall be entitled to receive various fees in accordance with this Royal Enactment. Section 8. In determining fees under item (5) in the first paragraph of Section
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
the securitization established in the form of trust, a trustee may undertake more than one project simultaneously. Section 12. The special purpose juristic person shall carry out various activities as
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in the notification of the SEC, or may allow such company to act differently