. Section 7. The SEC Office shall have powers and duties as specified herein and shall be entitled to receive various fees in accordance with this Emergency Decree. Section 8. In determining fees under sub
shall be entitled to receive various fees in accordance with this Emergency Decree. Section 8. In determining fees under sub-paragraph (5) in the first paragraph of Section 5, expenses and charges
powers and duties as specified herein and shall be entitled to receive various fees in accordance with this Royal Enactment. Section 8. In determining fees under item (5) in the first paragraph of Section
omission to act under the first paragraph shall include the following cases: (1) request of a resolution of the board of directors or the shareholders’ meeting by presenting a false statement or concealing
derivatives business operator may request the customer to transfer such securities into its account to be held for such customer. When the derivatives business operator is required to transfer the securities
the securitization established in the form of trust, a trustee may undertake more than one project simultaneously. Section 12. The special purpose juristic person shall carry out various activities as
, and shall notify the appointment of the new fund manager to the registrar within fourteen days from the date of such appointment. Section 22. The employees and the employer may request an examination of
new fund manager to the registrar within fourteen days from the date of such appointment. Section 22. The employees and the employer may request an examination of the accounts and documents of the fund
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...