investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
, details and evidence, SEC Complaint Center may ask the complainant to submit additional information. In some cases, the SEC may disclose relevant information (if necessary) to the persons involved and for
contribution to the country's growth and development. The assessment covers various aspects of the financial system, including banking, securities and insurance sectors, payment and settlement systems, monetary
world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
90 3/3 3 Can the plaintiff request categories of documents from the defendant without identifying specific ones? Ans. Yes ป.วิ.พ. มาตรา 88 และมาตรา 98 คำพิพากษาฎีกาท่ี 2311-2314/2532, 364/2536, 372
ตลาดทุนในรูปแบบ open data 6 สถิติการใช้งานข้อมูลบน SEC Open Data Services ระหว่างเดือน มกราคม ถึง กันยายน 2566 7 1 successful request คือ การที่ผู้ใช้งานเรียกข้อมูลใด ๆ แล้วดึงข้อมูลนั้นสาเร็จ 8