SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
the information on the clients’ assets under its custody. The exchange is also required to show evidence on the investments of the clients’ digital assets that had been deposited with ZipUp via various
(Thailand) 2023. This initiative, organized by the government in collaboration with the National Anti-Corruption Commission (NACC), the Anti-Corruption Organization (ACT), and various stakeholders, aimed
(Thailand) 2023. This initiative, organized by the government in collaboration with the National Anti-Corruption Commission (NACC), the Anti-Corruption Organization (ACT), and various stakeholders, aimed
Code serves as a guideline for listed companies in installing CG principles into various facets of their business operation. This includes the formulation of company?s directions, strategies and
Code serves as a guideline for listed companies in installing CG principles into various facets of their business operation. This includes the formulation of company?s directions, strategies and
towards capital market development and updating various progresses in both regions. Topics on discussion include “Regulatory Alignment & Deference,” “The Use of Technology in Financial Services
high volatility products such as Cryptocurrency.During Thailand’s WIW 2021 campaign, the week of 1-7 November, the SEC Thailand will organize various activities to reach out to many target audiences and
act as the loss buffer. The position risk calculation with respect to general market risk and specific risk for various investment including equities, debt instruments, and investment units will be
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that