supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the
must disclose the minimum requirements in a format and within the https://www.sec.or.th/EN/Pages/LawandRegulations/ShareWarrant.aspx English (United States) IndependentAuditOversight found in various
advantages and disadvantages for the companies in various dimensions for entering into/not entering into the transactions; Comparisons for advantages and disadvantages of entering into related party
established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of SET is to operate stock exchange business, having powers to issue various rules and regulations. The