found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the
the capital market according to the SEC’s vision. Some of the additional measures are: · Promoting exercise of investors’ rights by various means and through different media, such as
. Clarifying, in conjunction with the issuers, to the SEC in the cases that the actual operating results are significantly different from the estimate. 2. Acquisition of securities for business takeover
established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of SET is to operate stock exchange business, having powers to issue various rules and regulations. The
> Stakeholders in the Capital Market About Us SHARE : Detail Content Stakeholders in the Capital Market As stakeholders in the capital markets are diverse, the SEC strives to create conducive environment for
, “corruption” comes from the Latin word, “ corruptio ,” which has different meanings depending on the user’s objective. Basically, it may be applied to moral, political, economic views (Magavilla, 2012