Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the

the date the branch office starts its operation in accordance with the format set out in an electronic system of the Office. Clause 10. The derivatives brokers are allowed to upgrade its online branch

to undertake securities business in the category of investment advisory service or venture capital management shall have paid-up registered capital of not less than one million baht. In the case where

the category of investment advisory service; (3) a securities company which obtains a securities business license in the category of venture capital management. Clause 5 In the case where a securities

is not an institutional investor , private equity , venture capital and investor having a specific characteristic. “ institutional investor ” means an institutional investor in accordance with the

in the category of inter-dealer brokerage; (3) a securities company in the category venture capital management; (4) a derivatives intermediary in the category of derivatives advisory; (5) a person

Baht 500,000 per year; (5) Inter-dealer brokerage, at the rate of Baht 50,000 per year; (6) Venture capital fund management, at the rate of Baht 50,000 per year; (7) Securities registrar service, at the

หรือบริษัทร่วมทุน (Joint Venture) ที่มีศักยภาพในการเติบโต หรือบริษัทที่ทำธุรกิจแขนงใหม่ โดยจะลงทุนในหุ้นสามัญเป็นหลักทรัพย์ กลยุทธ์การลงทุนแต่ละประเภทจะประกอบไปด้วยสัดส่วนการลงทุนในตราสารทางการเงินที่มี

a conglomerate company or joint venture; (7) “ SEC Office ” means the Office of the Securities and Exchange Commission. Clause 2/1 This Notification is applicable to reporting the results of selling

of the following licenses shall pay a fixed rafe fee: (1) securities financing 500,000 baht per year (2) inter-dealer brokerage 50,000 baht per year (3) venture capital fund management 50,000 baht per