financial statements (paragraph........); ( 5.5 Significant mistakes in financial statements arisen after dissemination and the financial statements required restatement (paragraph........); ( 5.6 Others

damage to the company or the shareholders or any ill- gotten gain by myself or any other person; (2) Any behavior in respect of disclosure or dissemination of information or statement concerning the

Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the

the date the branch office starts its operation in accordance with the format set out in an electronic system of the Office. Clause 10. The derivatives brokers are allowed to upgrade its online branch

and standards of conduct. Please be informed and act accordingly. Dissemination of the content hereof to all concerned parties would be highly appreciated. Should you have any query please contact the

mutual fund rating, the information relating to mutual fund rating and the information supporting such rating shall be kept for not less than two years from the date of dissemination. Clause 11/1. In

copy or refer the material information in full without editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement

editing or adding any statement that may be misleading. The source of information and date of dissemination of such copied or referred statement shall be clearly specified. Clause 8. The advertisement

during the period from fifteen days prior to the first offering date to the offering closing date or the date of providing overallotment shares in full, as the case may be, except for the dissemination of

providing over-allotment shares in full, as the case may be, except for dissemination of information relating to securities offering which is prepared by an offeror under the Notification of the Office of the