The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard, SEC has developed, reviewed, and revised regulations on the operation of investment manage...
committing or permitting another to act so as to falsify the accounts of GSTEL and GLS by making false entries concerning the purchase of raw materials from overseas suppliers materially lower than the actual
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
Public Company Limited (KKP) in late 2012 to his related persons at a price significantly lower than the market price, which consequently caused damage to RAM primarily worth more than 300 million baht. He
lower than those specified by the CSC. In all cases, the civil penalties and the compensations for the benefits received or would have been received from committing the offenses shall be remitted to the
manipulation, Kiatichai, a major shareholder and managing director of KIAT, proposed that the Board of Directors approve a capital increase in a private placement to fellow offenders at a lower price than the
subject to civil sanctions by the Civil Sanction Committee has disqualified him from becoming a director or executive of a securities company or a listed company as he is deemed to possess untrustworthy
Criminal Fining Committee therefore fined him 5,560,000 baht.In addition, the criminal fine caused {A} to have untrustworthy characteristics of director and executive at any listed company* for two years
Sanction Committee, they have become persons having untrustworthy characteristics for holding the position of company director and executive pursuant to the Notification of the Securities and Exchange
the ECD Police for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of directors and executives of issuing and listed companies*, and thus automatically