collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
executive's qualification on the individual's request) (Form 35-E3) Letter to Notify Untrustworthy Characteristics of Director and Executive as Prescribed in Notification No. Kor Jor 3/2560 (Form 57-E1
can demonstrate that it can perform such duties; The structure of board of directors have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy
) The Notification of the Securities and Exchange Commission No. KorJor 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market
persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other qualifications, such as not having prohibited characteristics, not being involved in illegal
/LawandRegulations/RealEstateInvestmentTrust.aspx English (United States) Sukuk untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or
/RealEstateInvestmentTrust.aspx English (United States) Sukuk untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an
/MutualRecognitionFunds.aspx English (United States) Sukuk untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal complaint or legal prosecution for an