or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in
or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in
None Require approval of the shareholders Private Placement (PP) Price not lower than market price Price lower than market price Shareholders New investors (private placement) Dilution
. Offering price for PP is lower than IPO after the date of application, the company is prohibited from offering to sell PP at a price lower than the IPO price. during the six months period before
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
obtaining the license, not have operational records indicating cheat or dishonest, irresponsibility, reckless in respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable
respective of protection of clients’ benefit, lack of cautiousness or unfair or unreliable business conduct; (5) be able to show that its operational system will be prompt for operating securities business in
required by law and equivalent to industries and international standards. This is to ensure that the governance standards of the SEC are rigorous, not lower than the international standards, and not lower
a price not lower than the market price, which do not sell a share swap and the number of shares offered for SPO is not more than 25 per cent of paid-up capital. The company which will submit the
interest income received from any assets of the fund; (3.2) The amount of the dividend payment shall not exceed 30% of retained earnings or net profit in that accounting period, whichever amount is lower