and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives By virtue of Section 14, Section 89/3 and Section 89/6 of the
Exchange Commission No. KorChor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23rd January B.E. 2560 (2017). In this regard, I also attach my Passport
Commission No. KorChor. 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 April 2010. Clause 2. In filing information on company directors and executives on
. KorChor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23rd January B.E. 2560 (2017) to the SEC Office, for the purpose of listing my name onto the
Determination of Untrustworthy Characteristics” means the Notification of the Securities and Exchange Commission No. KorChor. 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and
non-prosecutorial order or the court has passed the final judgment to dismiss the case, it shall not be deemed as having untrustworthy characteristics); (b) It has not yet surpassed the three-year
characteristics as follows: (1) having deficiency in legal competence or having been subject to any legal proceeding under the law governing capital market or having untrustworthy characteristics as specified by
provision of the Notification of the Office of the Securities and Exchange Commission concerning Determination of Untrustworthy Characteristics of Company Directors and Executives shall apply, mutatis
, dishonesty, irresponsibility, carelessness to the client’s benefit, recklessness or unfair or unreliable business conducts, except where the applicant has received the permission from the Office due to the
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least