Compliance) to the SEC through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person
Office through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person on 26
initially submitted, and the updated information of the offeror in case of occurrence of any incidents specified in Appendix 1 (if any) according to the registration statement with details according to 69
an approval to make the offer for sale of units of foreign collective investment scheme with unlimited value and number of offers only if the applicant demonstrates that the requirements for submission
With reference to the recent occurrence, a foreign private digital wallet service provider has solicited investors in Thailand via social media to trade digital assets by linking investor trading
agencies evaluate the effectiveness of a law at least every five years from the effective date of the law or every other periods as specified in the governing ministerial regulations or upon occurrence of
occurrence of the consulting service. Additionally, there were issues regarding the deposit payment for land purchase and the management of the company's asset utilization. Furthermore, the SEC noted concerns
sukuk program, the asset trustee may offer for sale under such program for unlimited times and issues, providing that the following conditions are abided by: -11- (1) a short-term sukuk to be offered for
business operators and low-risk operators, requiring submission every three years or upon occurrence of a widespread adverse incident; (2) To adjust submission of risk level assessment (RLA) forms and IT
three years or upon occurrence of a widespread adverse incident; (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during