รายการแนบ (4 รายการ) 1. สรุปข้อมูลเกี่ยวกับการแก้ไขแบบรายงาน 2. แบบรายงาน Activities Report 3. คำอธิบายแบบรายงาน Activities Report 4. รูปแบบแบบรายงาน กต. 2/1 หรือ กต.2/2 ฉบับแก้ไข _1266239925.unknown

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academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 . An executive of any

whichever name of position of such person is called; “investment consultant” 9 means a person giving investment consultation to investors, relating to solicitation for investment or providing consultation for

public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.

. “investment consultant” means a person providing investment consultation to investors, relating to solicitation for investment or providing consultation for trading or investing in capital market product

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an

securities for sale), financial advisor, lead underwriter, co-underwriter, the effective date of the Registration Statement, the conditions for cancellation of the offer for sale in the case that the amount of

customer; (7) information on the purchase, sale or holding shares or share warrants of the investment advisory company, person with power of management or advisor in the case where the purchase, sale or

the duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an