provision: “(5) borrowing in the name of the mutual fund or creating any encumbrances on the assets of the mutual fund, except entering into derivative or engaging in the transaction in accordance with the
) or (2) has control; (4) any other persons as specified in the notification of the Capital Market Supervisory Board. When any person acts with understanding or agreement that if the company enters into
notification of the Capital Market Supervisory Board, irrespective of whether such power arises from any agreement, understanding, relationship or else, and whether such power arises from the acquisition or
notification of the Capital Market Supervisory Board, irrespective of whether such power arises from any agreement, understanding, relationship or else, and whether such power arises from the acquisition or
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
. มีการจดัท าบนัทึกความเขา้ใจ (Memorandum of Understanding) กบัหน่วยงานก ากบัดูแลดา้นการเงินของต่างประเทศ เพื่อเสริมสร้างความร่วมมือกบั หน่วยงานก ากบัดูแลดา้นการเงินของต่างประเทศในการก ากบัดูแลโดยการแลก
บนัทึกความเขา้ใจ (Memorandum of Understanding) กบัหน่วยงานก ากบัดูแลดา้นการเงินของต่างประเทศ เพื่อเสริมสร้างความร่วมมือกบัหน่วยงาน ก ากบัดูแลดา้นการเงินของต่างประเทศในการก ากบัดูแลโดยการแลกเปล่ียนขอ้มูลและ
stipulate in its notification. SECTION 58 In furtherance of the interest of the beneficiary or protect the third person engaging in juristic acts with a trustee, the SEC shall have the power to specify in its