participation in Thailand Focus by global fund managers, again confirmed foreign investors’ positive stance. Thailand Focus was one of the biggest market events in South East Asia, receiving nearly 700 fund
(including their controlling shareholders), and asset managers that good corporate governance improves returns and better manages risks has led to a virtuous circle of engagement, dialogue, and governance
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
Commissions (IOSCO) and the International Association of Insurance Supervisors (IAIS). This was to ensure efficiency and continuity of market operations, including a timely recovery to normal operations in the
Securities borrowing and lending ë Securities financing ë Inter-dealer brokers ë Investor contacts (e.g. analysts and marketing officers) ë Fund managers ë Fund supervisors/custodians ë Credit rating agencies
– Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing regarding the notification of “ digital asset advisory service” and “ digital asset fund managers” as new
effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply
fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and digital asset
effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply
fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and digital asset