Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses . Division 3 Substance of provisions _____________________________ Clause 4 The requirements

Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to

requirement according to the principles of the Notification of the Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses . Division 3 Substance of

material update (effective date on _____________________ ) ( Form 69 – CIS material update (effective date on _____________________ ) Warnings: An investor considering the purchase of units of foreign

อนุมัติจัดตั้งมีลักษณะหรือรูปแบบเป็นไปตามหลักเกณฑ์ หรือเงื่อนไขที่จะได้รับอนุมัติตามประกาศนี้ แต่มีข้อเท็จจริงซึ่งทำให้พิจารณาได้ว่าความมุ่งหมาย หรือเนื้อหาสาระที่แท้จริง (substance) ของการจัดตั้งกองทุนรวม

person: Email: Warnings: An investor considering the purchase of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If

underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any media or objects. This does not include the

comparison or the difference between return from investment in the fund and other investments shall incorporate material information which enables the investors to understand the differences among various

Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted

of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand