comply with applicable law and standards. Guidelines 6.1.1 The board should be aware of and understand the nature and scope of the company’s principal and substantial risks and should approve the risk
)/company. 4 Incorrect or incomplete disclosure of financial statements or annual report of listed company. ● Undisclosed items / incorrect disclosure of information ● Other related documents/evidence
individual director understand their roles and responsibilities, the nature of the business, the company’s operations, relevant law and standards, and other applicable obligations. The board should support all
Mutual Fund > Fees Regulations SHARE : Detail Content Management of Mutual Fund 18. Fees Fees and expenses must be clearly specified in the scheme and prospectus. The total amount of all items combined
holding of investment units more than one-third of the units outstanding (if any); Iist of fund managers. A six-month report shall contain at least the information items from (1) to (10). Authority of the
managers. A six-month report shall contain at least the information items from (1) to (10). Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual
that the meeting consider such additional agenda item. However, it must wait until the consideration of the preceding items has been completed. Q: In case a shareholder holding at least 5 percent
results should be used to strengthen the effectiveness of the board. Principle 3.8 The board should ensure that the board and each individual director understand their roles and responsibilities, the nature
foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has the policy for distribution of return payment, the return payment must be straight forward and easy to understand