Standard Buillion|VGI Consultant (Thailand) Co., Ltd. |SB Gold (Thailand) Co., Ltd. Website: www.standardbullion.com.hk, www.trader9999.com : Unlicensed securities and derivatives business
Online Submission CA - Download Forms / Manuals Derivatives Advisor Licensed Derivatives Advisor | Registered Derivatives Advisor | Licensed Derivatives Advisor (Individual) Company Name Head Office Data
e-service Online Submission Derivatives Advisor Licensed Derivatives Advisor | Registered Derivatives Advisor | Licensed Derivatives Advisor (Individual) Company Name Head Office 1. KASIKORN
their investors, as well as other constituents of the company, have enough information to understand the drivers of, and risks to, sustainable financial performance. They recognize that they are
บวนการในการให้บริการ wealth advice แบบครบวงจร 5 กระบวนการ ดังนี้ (1) การส ารวจและรู้จักตัวตนของลูกค้า (explore & understand) การตรวจสุขภาพทางการเงิน เพ่ือให้ได้มาซ่ึงข้อมูลที่เพียงพอเก่ียวกับระดับ ความ
understand that the prices of any securities will increase or decrease is a contravention of Section 239 (applicable to securities companies and their staff) and 240 (applicable to any person) of the
Derivatives Advisor 23/01/2004 06/01/2004 6. Notification of the Office of the Securities and Exchange Commission SorThor./Khor. 40/2547 Re: Form of Applications for Registration to be a Derivatives
Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor 19/10/2004 01/11/2004 3. Report/Form (Notification of Securities and Exchange Commission) Form 16
/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to