supervision 2.6 Quality Assurance & Review  Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have

results should be used to strengthen the effectiveness of the board. Principle 3.8 The board should ensure that the board and each individual director understand their roles and responsibilities, the nature

foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has the policy for distribution of return payment, the return payment must be straight forward and easy to understand

of and understand the status of the mutual fund after the amalgamation/merger: ​​ ​4.1 U p-to-date investment portfolio; ​​4.2 A co mparative summary of key information and differences of the mutual

foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has the policy for distribution of return payment, the return payment must be straight forward and easy to understand

of and understand the status of the mutual fund after the amalgamation/merger: ​​ ​4.1 U p-to-date investment portfolio; ​​4.2 A co mparative summary of key information and differences of the mutual

) Types and Scope of Duties   ​         Qualifications ​ Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex

) Types and Scope of Duties   ​         Qualifications ​ Qualifications of Applicants for aApproval of Investment Planner Qualifications of Applicants for Approval of Investment Consultant on Complex

undertake CSR.   Q: How much influence does company's executives have on company's CSR? A: Company's executives have significant role in driving organization's CSR, as executives will have to understand

แนะนำการลงทุนตราสารซับซ้อนประเภท 3  (IC complex 1 / IC complex 2 / IC complex 3) (ตารางคุณสมบัติ หน้า 38-49) -  คุณสมบัติของผู้ขอความเห็นชอบเป็น ผู้แนะนำการลงทุนด้านตราสารทั่วไป  (IC plain) (ตาราง