> Business Operators > Regulatory Summary Regulations SHARE : Detail Content Regulatory Summary Regulatory Principles Paid-Up Registered Capital Net Capital Rule (NCR) Audit Committees of Securities
foreign exchange rate exposure must be fully hedged; 2. In the case that the mutual fund has the policy for distribution of return payment, the return payment must be straight forward and easy to understand
of and understand the status of the mutual fund after the amalgamation/merger: 4.1 U p-to-date investment portfolio; 4.2 A co mparative summary of key information and differences of the mutual
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
/2560 Re: Specification of Paid-up Registered Capital of Securities Business License Applicant and Licensee The Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re
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management company The rules apply to the mutual fund that will invest in the targeting fund as follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested