believes that this Statement of Intent will aid the public and all capital market stakeholders to understand the SEC’s role and operations, and promote confident participants of the capital market. 2. Vision
who are in Contact with Investors ● Mutual Fund Management Business ● Revision of Rules on Securities Underwriting ● Law Enforcement 52 GOAL 4 Preserve Market Fairness and Transparency, Understand
Fund Raising of Businesses and Privatization of State Enterprises ■ Support for Unlisted Companies in Preparing to be Listed so that will Pave Way for Long-term Supply of New Products for the SET
have been achieved. The capital market has developed and gone through a major turnaround in support of the country’s economic revival and sustained growth. Such advancement was reflected in the increase
G20 priority in 2015 to support investment as a powerful driver of growth. The Principles are also about inclusiveness. Today, millions of households around the world have their savings in the stock
management measures to ensure that they are appropriate. Clause 12 Securities clearing houses and central securities depositories shall have sufficient sources of funds to support their operation and potential
intended to support decision-makers and practitioners in their efforts to take corpo- rate governance to a higher level. It reflects the discussions and conclusions of the Asian Roundtables in 2009 and 2010
decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and
own low risk exposure. In addition, such requirement may be inconsistent with the business types or the business risks of intermediaries, and may not support the development of new businesses that make
understand relevant parts of the corporate governance framework. 3 | coRPoRAte goveRnAnce Rosc FoR thAIlAnd executive summary While active enforcers, the response of the SEC and BoT to the global financial