of and understand the status of the mutual fund after the amalgamation/merger: 4.1 U p-to-date investment portfolio; 4.2 A co mparative summary of key information and differences of the mutual
of and understand the status of the mutual fund after the amalgamation/merger: 4.1 U p-to-date investment portfolio; 4.2 A co mparative summary of key information and differences of the mutual
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
> Management of Mutual Fund > Conversion of a Closed-End to an Open-End fund Regulations SHARE : Detail Content Management of Mutual Fund 13. Conversion of a Closed-End to an Open-End fund (1) The conversion
> Management of Mutual Fund > Conversion of a Closed-End to an Open-End fund Regulations SHARE : Detail Content Management of Mutual Fund 13. Conversion of a Closed-End to an Open-End fund (1) The conversion
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
comply with applicable law and standards. Guidelines 6.1.1 The board should be aware of and understand the nature and scope of the company’s principal and substantial risks and should approve the risk
scheduled and conducted properly, with transparency and efficiency, and ensure inclusive and equitable treatment of all shareholders and their ability to exercise their rights. Principle 8.3 The
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
Stakeholders 2. Sustainability and Resilience 4. Disclosure and Transparency 3. Disclosure and Transparency 5. Responsibilities of the Board 4. Responsibilities of the Board Assessment Results CG