Capital Market Supervisory Board No. TorChor. 34/2551 Re: Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Newly Issued Underlying Shares ------------------------------ By

Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E

Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange

that Thailand's 2020 GDP will fall by -6.7%, which is close to the Tom Yam Kung crisis. There are measures to stop living at home to stop the infection to stop the transmission of the corona virus 2019

shares, bonds, bills, sukuk, share warrant, bond warrants, derivative warrants, certificates representing interest from Thai securities underlying and REIT units; (4) “securities underwriter” means a

' Issue TCR /*' % Local Clearing Agency "( ' %A( TCR TCR Investor Local Broker Local Stock Exchange 1: TCR  Foreign Broker 2: Underlying %&' ( Foreign Stock Exchange Underlying Foreign

underlying shares as well. Clause 10 An applicant would obtain an approval for an offer for sale of newly issued subordinated bonds to investors in foreign countries only if the rights or duties between the

an issuer of underlying shares of underwritten securities, including a person holding a position whose authority is similar to that of such person; (6) “offering closing date” means the day on which an

of the offer for sale or on the date of providing the over-allotment shares in full, as the case may be: (1) shares of such issuing company or depositary receipt whose underlying securities are such

’ Representatives. "insiders of issuer who issues underlying shares" means persons who are in the position with possible access to inside information of the issuer who issues underlying shares due to the structure of