. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October
ASEAN CIS to the SEC Thailand for the ASEAN CIS application to be approved for public offerings in Thailand. Remark : Form 69 – CIS full forms an integral part of Form 35 – NRI CIS and Form 35